Ethics and Compliance Initiative

IMPACT 2021: APRIL 20-22, 2021

ECI's Impact2021 will be April 20-22, 2021
We are grateful for the support of our corporate IMPACT 2021 sponsors and their commitment to the ethics & compliance community.

Our IMPACT 2021 conference was a huge success! The virtual conference offered Ethics & Compliance (E&C) professionals insights into how they can help their organizations respond to current events, including social justice issues and COVID-19. High-level experts and forward-thinking practitioners also shared HQP benchmarks and best practices for creating high-quality E&C programs.

IMPACT is our annual Ultimate E&C Benchmarking Event, during which ECI researchers share highlights and benchmarks from our High-Quality Program (HQP) Assessment Tool and systematic ways E&C professionals can demonstrate program success. The tool also helps organizations define areas that may need improvement and provides evidence of continued program advancement.

Throughout the conference, the HQP benchmarking sessions dissected each of five Assessment measurement principles and provided approaches being used to improve or sustain success in each of these areas. IMPACT attendees left the conference with tangible strategies to embed into programs to promote real change.

Interested in becoming a sponsor of IMPACT 2022? Contact Nadine Ferlazzo at nadinef@ethics.org or download the full sponsor prospectus to learn about the opportunities to sponsor through the end of the year.

DAY ONE

[WELCOME ADDRESS]
Patricia J. Harned, PHD, Chief Executive Officer, Ethics & Compliance Initiative

[KEYNOTE: What E&C Needs to Know About the Future]
Jamie Metzl
, Technology and Healthcare Futurist and Global Affairs Specialist
Earnie Broughton, Senior Advisor, Ethics & Compliance Initiative (Moderator)

[SESSIONS]
Co-Creating Ethics: Governance Improves When Everyone Participates

Francisco J. Esteve, Ethics & Compliance Manager, Nestlé Group
Klaus Moosmayer, Chief Ethics, Risk & Compliance Officer, Novartis
Carsten Tams, Senior Advisor at ECI; Consultant, Speaker & Facilitator at Emagence LLC

The New EU Whistleblowing Directive: What Does It Mean for You
Geert Vermeulen, Chief Executive Officer, The Integrity Coordinator

Mitigating the Risk of Fraud
Margot Cella, Vice President, Research & Anti-Fraud Initiatives, Center for Audit Quality (CAQ)
Maryana Leon, Head of Financial & Regulatory Reporting Control Oversight, Bank of America
Christopher McClure, Partner, Forensic Financial Investigation Services Leader, Crowe
William Pollard, Partner, Audit & Assurance, Deloitte & Touche LLP

[KEYNOTE: Exploring the Intersection of Social Justice and E&C]
Debo P. Adegbile, Partner and Chair, Anti-Discrimination Practice, WilmerHale and Commissioner on the US Commission on Civil Rights
Sandra Evers-Manley, Vice President, Global Corporate Responsibility, Northrup Grumman Corporation (Moderator)

[SESSIONS]
It’s Elementary, Dear Watson–Investigations Must Evolve!
Danielle Bartos, Ethics Officer, Lockheed Martin Corporation
Wendy Evans, Senior Manager, Core Programs and Services, Lockheed Martin Corporation

Turning a Negative Into a Positive. Ethical Culture’s Lasting Impact
Rodney Grandon, Managing Director, Affiliated Monitors, Inc.
Lisa Beth Lentini Walker, Chief Executive Officer, Lumen Worldwide Endeavors

Incident Management Post-Covid: Separating the Signal from the Noise
Carrie Penman, Chief Risk & Compliance Officer, NAVEX Global
Robin Sangston, Vice President, Chief Compliance and Privacy Officer, Cox Corporate Services

DAY TWO

[KEYNOTE: The War on COVID: An E&C Perspective from Inside Pharma]
Rady Johnson, Executive Vice President and Chief Compliance, Quality and Risk Officer, Pfizer
Ashley Watson
, General Counsel, Johnson & Johnson Medical Devices
Earnie Broughton
, Senior Advisor, Ethics & Compliance Initiative (Moderator)

[SESSIONS]
Align Compliance Program Priorities with Organizational Strategy
Swagata Roy, Director Compliance Strategy and Performance, Liberty Energy and Water
Kerri Salata, Ethics & Conduct Office, Bank of Montreal
Elizabeth Simon, Vice President, Compliance, First Key Homes

Leverage Digital Technologies to Shape Culture and Manage Risk
Kristi Kevern, Senior Managing Director, Dell Technologies
Alicia Olmstead, Global Ethics & Compliance Consultant, Dell Technologies

Getting Into Gears: How Effective E&C Programs Operationalize Ethics and Compliance
Jorge Dajani, Chief Ethics Officer, World Bank Group
Susan Divers
, Senior Advisor, LRN
Lauren McGinley, Vice President, General Counsel and Secretary, Chief Ethics and Compliance Officer, Nobiis

[KEYNOTE: A Brave New World for E&C: A Conversation with Larry Thompson]
Larry Thompson, Former U.S. Deputy Attorney General; Counsel, Finch McCranie LLP
Patricia J. Harned, PhD, Chief Executive Officer, Ethics & Compliance Initiative (Moderator)

[SESSIONS]
COVID-Proof Your Ethics & Compliance Program
Guylando (Guy) Moreno, Progress Rail Services Corp., A Caterpillar Company

Silence is Not Golden: Measuring Effective Speak Up
Jonny Frank, Partner, StoneTurn
Andy Hinton, Member of the Board of Advisors, NotMe Solutions; Member of the Board of Trustees, Fordham University
Cindy Moehring,
Founder & Executive Chair, Business Integrity Leadership Initiative, Sam M. Walton College of Business, University of Arkansas

Will the Ethics Movement Be Televised?: Evolve Your Program or Be Left Behind
Asha Palmer
, Chief Ethics & Compliance Officer & Executive Vice President, Converge, Convercent
Will Simmons
, Head of Global Investigations, Associate Director Ethics & Compliance, Lonza
Cheryl Forino Wahl
, Senior Vice President/Chief Ethics and Compliance Officer, The MetroHealth System
Philip Winterburn
, Chief Strategy Officer, Convercent

DAY THREE

[KEYNOTE: Reporting and Retaliation: Behind the Numbers]
Thomas Fox, Principal, ACS
Patricia J. Harned, PhD
, Chief Executive Officer, Ethics & Compliance Initiative
Greg Keating
, Member of the Firm, Epstein Becker & Green, P.C.
Kyle Welch
, Assistant Professor, George Washington University

[SESSIONS]
Futures of Ethics: Ethical Challenges in Plausible Futures
Anne-Kathrin Beugel, Strategic Planning Specialist, Volkswagen AG
Daniela Blaschke, Advisor on Political Strategy & Communication, Volkswagen AG
Paul Hunecke, Head of Strategy & Principles @ Integrity & Legal Affairs, Volkswagen AG
Julian Kattinger, Innovation Designer, Volkswagen AG
Christian Thomas, Strategic Planning Specialist, Volkswagen AG

Embracing Psychological Safety to Build a Culture of Integrity, Inclusion, and Innovation
Debra Sabatini Hennelly, Founder & President, Resiliti
Maren Gube, PhD, McGill University/OECD Project for Creative and Critical Thinking

Three Questions to Ask Yourself to Determine If Your Program Meets DOJ Guidance
Neha Gupta, Chief Executive Officer, True Office Learning

Let’s Talk HQP!
Evren Esen, Vice President, Research and Advisory Services, Ethics & Compliance Initiative
Nadine Ferlazzo, Strategic Partnerships Manager, Ethics & Compliance Initiative
Christine Lukban, Program Effectiveness Manager, Ethics & Compliance Initiative
Karen Wessels, Senior Survey Researcher, Client Solutions, Ethics & Compliance Initiative
Dan Woltman, Vice President, Member Engagement & Strategic Partnerships, Ethics & Compliance Initiative

[CLOSING REMARKS]
Patricia J. Harned, PHD, Chief Executive Officer, Ethics & Compliance Initiative

What platform is being used for IMPACT 2021?

ECI is using Pathable, a Zoom-based platform, to bring this conference to you. You will not need to download any plug-ins in order to access the platform. However, we h4ly recommend you download the latest Zoom application in advance for the optimal IMPACT experience.

How will I access the virtual conference?

Registered On-Demand attendees will receive an e-mail* with a link within two (2) business days of registering. If you are registered, your personalized link will give you access to your profile and the virtual conference platform. You must click the link to create your account and build your profile. This site will be your portal to the entire conference, including the conference schedule, access to the conference sessions and recordings, links to session materials, and more. (*The email will be sent from “no-reply(at)ethics.org. If you do not receive the email, please check your spam/junk folder before contacting ECI.)

Can I receive LPEC CE credits during the conference?

IMPACT 2021 attendees can earn up to 21 CE credits toward their LPEC by watching on-demand demand. When you have watched all the content you desire, please send an email to events@ethics.org. Within two (2) business days, ECI events staff will generate and send an email listing CE credits earned from the platform. Please check your spam/junk folders if you do not see it in your inbox.

Can I receive CLE credits during the conference?

Please read and complete the 2021 IMPACT CLE form for more information.

Will there be exhibitors participating at the conference?

Yes, there is a virtual exhibit hall highlighting IMPACT exhibitors and sponsors.  While the event is not live, on-demand participants can still visit the virtual booths, download information and request a meeting with vendors.

How long will I be able to view content on-demand ?

Once registered, you will be able to access all educational sessions and exhibit booths until September 30, 2021. To access, use the event link and your log-in information.

Featured Speakers

IMPACT2021 Keynote Speaker Sandra Evers-Manly